National investment loss lawyers KlaymanToskes is investigating broker Stewart Ginn (CRD# 4503197) of Independent Financial Group, who has been hit with a regulatory disclosure by the Financial Industry Regulatory Authority (“FINRA”), following his violation of FINRA rules by allegedly engaging…
National investment loss lawyers KlaymanToskes is investigating broker Rene Castro (CRD# 2559410) of Center Street Securities and Great Point Capital following the filing of three pending customer complaints against the Chicago-Illinois-based broker/investment advisor for unsuitable investment recommendations. According to FINRA…
National investment loss lawyers KlaymanToskes is investigating broker Robert Vance of Moloney Securities (CRD# 1887560), following the filing of 11 customer complaints alleging over $1 million in collective investor damages against the Sonora, California-based broker/advisor in connection with unsuitable and…
National investment loss lawyers KlaymanToskes is investigating broker Peter Clarke (CRD# 1400419) after a customer complaint seeking $6,300,000 was filed following his 9 month employment with Truist Investment Services. The Financial Industry Regulatory Authority’s (“FINRA”) records reveal that the complaint…
National investment loss lawyers KlaymanToskes is investigating broker Eric Kuchherzki (CRD# 2529623) of Centaurus Financial following the filing of five customer complaints against the broker with the Financial Industry Regulatory Authority (“FINRA”). Kuchherzki’s customers allege unsuitable, high-risk, speculative, and illiquid…
National investment loss lawyers KlaymanToskes is investigating broker Nathan Wells (CRD# 5553359) of Wells Financial Services and Voya Financial Advisors after two customer complaints collectively seeking $200,000 were filed with the Financial Industry Regulatory Authority (“FINRA”) earlier this year. Both…
National investment loss lawyers KlaymanToskes continues investigating investment advisor Brandon Hanna (CRD# 6758707) after a customer complaint seeking $10,000,000 was filed during his employment with Creative Planning in Overland Park, KS. The Financial Industry Regulatory Authority’s (“FINRA”) records reveal that…
National investment loss lawyers KlaymanToskes is investigating broker Luke Johnson (CRD# 3257008) of Legend Capital Group and Coastal Equities, Inc., who has been permanently barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”), following his unsuitable…
National investment loss lawyers KlaymanToskes continues investigating broker Jose Candelario a/k/a Jose Manuel Candelario Padilla (CRD# 4847560) following the firm’s filing of $14 million in FINRA arbitration claims against Nationwide Planning Associates, on the behalf of customers who suffered losses…
National investment loss lawyers KlaymanToskes is investigating broker Chay Lapin (CRD# 2932631), of FNEX Capital following the filing of 7 customer complaints alleging investor damages against the Indianapolis, Indiana-based broker in connection with the unsuitable sale of alternative and illiquid…
