National investment loss lawyers KlaymanToskes is investigating broker Rich Gibson (CRD# 5352063) of Purshe Kaplan Sterling Investments and Global View Capital Management, after a customer complaint was filed with the Financial Industry Regulatory Authority (“FINRA”), alleging $2,160,000 in investor damages due to misrepresentation and negligence. The customers further allege that their investments in 4 different DSTs were unsuitable.
According to FINRA BrokerCheck, broker Rich Gibson a/k/a Richard Wayne Gibson is currently registered with Purshe Kaplan Sterling Investments and Global View Capital Management in Long Beach, CA.
Investors that suffered losses with broker Rich Gibson are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Investment Losses with Broker Rich Gibson?
Contact KlaymanToskesCurrent Investigations About Broker Rich Gibson That You Should Know as an Investor:
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Rich Gibson:
If you suffered losses with broker Rich Gibson, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
Signs Investors Should Look Out For About Their Brokerage Accounts:
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Rich Gibson. These signs could potentially indicate broker misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
- You have substantial losses in your investment accounts
- You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
- Your broker misrepresented investment opportunities, or failed to disclose details about investments
- You notice unauthorized transactions in your investment accounts
- Your broker is not returning your calls or emails
- You filed a complaint with your brokerage firm that has not been resolved
- You see a mistake on your statement, or receive a fraudulent account statement
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA and the SEC, brokerage firms such as Purshe Kaplan Sterling Investments and investment advisory firms such as Global View Capital Management are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate the specific circumstances of your case is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Rich Gibson or have concerns regarding your investment portfolio at Purshe Kaplan Sterling Investments and/or Global View Capital Management, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss recovery options.
