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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

CORRECTION – The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Potential Sales Practice Violations by Cetera Advisors Related to Solicited Investments in Non-Traded REITs and BDCs

April 01, 2016

/EIN News/ -- NEW YORK, April 01, 2016 (GLOBE NEWSWIRE) -- In a release issued under the headline “The Securities Arbitration Law Firm of Klayman...

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Cetera Advisors Sales Practice Violations Related to Solicited Investments in Non-Traded REITs and BDCs

March 24, 2016

/EIN News/ -- NEW YORK, March 24, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announces an...

Broker & Advisor Investigations

Broker Misconduct Investigation: Ali Chehab (Merrill Lynch)

August 07, 2025

National investment loss lawyers KlaymanToskes is investigating broker Ali Chehab (CRD# 7625979) formerly of Merrill Lynch. According to FINRA BrokerCheck, broker Ali Chehab, formerly of...

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

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Investigations

RK AVLI at Crosstown Center DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RK AVLI at Crosstown Center DST to their...

BV Carriage Homes on the Lake DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in BV Carriage Homes on the Lake DST to...

Ecmoho Ltd. (Aegis Capital): Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating Aegis Capital for their unsuitable sale and recommendation of investments in Ecmoho Ltd. under the symbol MOHOY (MOHO)...

NLCA VA Birmingham Realty DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in NLCA VA Birmingham Realty DST to their customers....

GSA Birmingham Government Lease Investors DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in GSA Birmingham Government Lease Investors DST to their...

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