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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Notice to Franklin Square Energy and Power Fund Investors: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Potential FINRA Sales Practice Violations by Brokerage Firms

April 07, 2016

/EIN News/ -- BOCA RATON, Fla., April 07, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. ("K&T"), www.nasd-law.com, announces...

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Continues to Investigate and Pursue FINRA Arbitration Claims Against VSR Financial Services for Sales Practice Violations Related to Non-Traded Alternative Investments

April 07, 2016

/EIN News/ -- NEW YORK, April 07, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announced today...

CORRECTION – The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Potential Sales Practice Violations by Cetera Advisors Related to Solicited Investments in Non-Traded REITs and BDCs

April 01, 2016

/EIN News/ -- NEW YORK, April 01, 2016 (GLOBE NEWSWIRE) -- In a release issued under the headline “The Securities Arbitration Law Firm of Klayman...

The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Launches Investigation into Cetera Advisors Sales Practice Violations Related to Solicited Investments in Non-Traded REITs and BDCs

March 24, 2016

/EIN News/ -- NEW YORK, March 24, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, announces an...

Broker & Advisor Investigations

Broker Misconduct Investigation: Alicia Hinojosa (Safra Securities/Merrill Lynch)

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating broker Alicia Hinojosa (CRD# 2964653) formerly of Merrill Lynch. Alicia Hinojosa is currently registered as a broker with...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

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Investigations

Bourne Seniors Housing Funds: Investor Loss Investigation

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in Bourne Seniors Housing Funds. Bourne Financial Group, based in Winter Park,...

Inspired Healthcare Capital Fund: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in Inspired Healthcare Capital Fund, an Arizona-based senior housing and healthcare real...

RREEF Property Trust (RPT): Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RREEF Property Trust (RPT). Our law firm believes...

Hartman Retail III DST: Investor Loss Investigation

July 27, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Hartman Retail III DST to their customers. Our...

Westpark Capital (GWG L Bonds): Investor Loss Investigation

July 16, 2025

National investment loss lawyers KlaymanToskes continues investigating Westpark Capital on behalf of GWG L Bond investors who suffered investment losses due to unsuitable recommendations to...

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