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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

NOTICE TO CLIENTS OF MUTUAL OF OMAHA INVESTOR SERVICES, INC. AND EDWARD EARL MATTHES: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Commences Investigation in Light of FINRA Disciplinary Action

May 17, 2019

/EIN News/ -- OCONOMOWOC, Wis., May 17, 2019 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”) (www.nasd-law.com) announces that...

NOTICE TO 1 GLOBAL CAPITAL LLC INVESTORS – The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Continues its Investigation of Brokerage Firms and Financial Advisors

May 15, 2019

/EIN News/ -- BOCA RATON, Fla., May 15, 2019 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.nasd-law.com, continues its...

Notice to Clients of Royal Alliance Associates and Matthew William Crafa: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. is Preparing to File a FINRA Arbitration Claim on Behalf of Investors who Suffered Losses Due to Unsuitable…

February 01, 2019

/EIN News/ -- BOCA RATON, Fla., Feb. 01, 2019 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”) (www.nasd-law.com) is...

NOTICE TO 1 GLOBAL CAPITAL LLC INVESTORS – The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Commences Investigation after Bankruptcy Filing and SEC Charges

September 14, 2018

/EIN News/ -- BOCA RATON, Fla., Sept. 14, 2018 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.nasd-law.com, has commenced...

NOTICE TO CLIENTS OF STEVEN PAGARTANIS: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. has commenced an Investigation in Light of Charges of First-Degree and Second-Degree Grand Larceny

June 02, 2018

/EIN News/ -- BOCA RATON, Fla., June 02, 2018 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced...

Broker & Advisor Investigations

Broker Misconduct Investigation: Alicia Hinojosa (Safra Securities/Merrill Lynch)

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating broker Alicia Hinojosa (CRD# 2964653) formerly of Merrill Lynch. Alicia Hinojosa is currently registered as a broker with...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

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Investigations

Inspired Senior Living of Hamilton DST: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Hamilton DST, a Reg D...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Grapevine DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Grapevine DST, a Reg D...

Inspired Senior Living of Fort Myers DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Fort Myers DST, a Reg...

Inspired Senior Living of Eugene DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Eugene DST, a Reg D...

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