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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Notice to Clients of Royal Alliance Associates and Matthew William Crafa: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. is Preparing to File a FINRA Arbitration Claim on Behalf of Investors who Suffered Losses Due to Unsuitable…

February 01, 2019

/EIN News/ -- BOCA RATON, Fla., Feb. 01, 2019 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”) (www.nasd-law.com) is...

NOTICE TO 1 GLOBAL CAPITAL LLC INVESTORS – The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Commences Investigation after Bankruptcy Filing and SEC Charges

September 14, 2018

/EIN News/ -- BOCA RATON, Fla., Sept. 14, 2018 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A., www.nasd-law.com, has commenced...

NOTICE TO CLIENTS OF STEVEN PAGARTANIS: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. has commenced an Investigation in Light of Charges of First-Degree and Second-Degree Grand Larceny

June 02, 2018

/EIN News/ -- BOCA RATON, Fla., June 02, 2018 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced...

Notice to Clients of Austin Richard Dutton Jr. and Newbridge Securities: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. has commenced an Investigation in Light of Regulatory Fines of nearly $700,000.

October 06, 2017

/EIN News/ -- NEW YORK, Oct. 06, 2017 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has commenced an...

PLATINUM PARTNERS LP INVESTOR ALERT – Notice to Investors Who Purchased Platinum Partners LP Hedge Funds through Financial Advisors and Brokerage Firms: The Securities Arbitration Law Firm of Klayman & Toskes, P.A. Opens Investigation

August 17, 2016

/EIN News/ -- NEW YORK, Aug. 17, 2016 (GLOBE NEWSWIRE) -- The Securities Arbitration Law Firm of Klayman & Toskes, P.A. (“K&T”), www.nasd-law.com, has opened...

Broker & Advisor Investigations

Broker T. Sloan Thompson: Lawsuit Investigation, $5.5M in Settlements, 39 Customer Disputes

July 11, 2025

Terry Sloan Thompson (CRD# 2588490), a former broker with Truist Investment Services, has been named in over 39 investor complaints, with at least 33 resulting...

Broker Misconduct Investigation: Aubrey Parker (Wells Fargo Advisors)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Aubrey Parker of Wells Fargo Advisors and Wells Fargo Clearing Services (CRD# 2454088). According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Michael Rudio (LPL Financial/Purshe Kaplan Sterling Investments)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Michael Rudio (CRD# 6322313) formerly of LPL Financial. Broker Michael Rudio is currently associated with Purshe Kaplan...

Broker Misconduct Investigation: Jeffrey Bangerter (Concorde Investment Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jeffrey Bangerter (CRD# 1687028) of Concorde Investment Services. According to FINRA BrokerCheck, broker Jeffrey Bangerter of Concorde...

Broker Misconduct Investigation: Walter Schram (UBS Financial Services)

July 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker Walter Schram (CRD# 1728096) formerly of UBS Financial Services Inc. Schram is currently registered as a broker...

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Investigations

Legion Capital Corporation: Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Legion Capital Corporation (OTCPK: LGCP) stocks and bonds....

Zona Energy Inc. (Arete Wealth): Investor Loss Investigation

July 09, 2025

Investment Losses in Zona Energy Inc.? Contact KlaymanToskes for Recovery Options National investment loss lawyers KlaymanToskes is investigating Arete Wealth Management and financial advisors who...

Medical Properties Trust (REIT): Investor Loss Investigation

July 09, 2025

What is Medical Properties Trust (REIT)? Medical Properties Trust, Inc. (“MPT”) is a publicly traded real estate investment trust (“REIT”) that primarily invests in hospitals...

Dynamic Absolute Return Fund (Dynamic Alpha Fund): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating losses sustained by investors in the Dynamic Absolute Return Fund (DARF), formerly known as the Dynamic Alpha Fund,...

MRC HV Investors, LLC (Madison Realty Heritage Village): Investor Loss Investigation

July 09, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors who unsuitably recommended investments in MRC HV Investors, LLC, a private placement offering connected to Heritage...

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