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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

Important Notice to Ensemble Fund (ENSBX) Investors: High Concentration of First Republic Assets

March 16, 2023

Investors May Pursue Recovery Against Brokers/Advisors That Sold Ensemble Fund To Their Customers NEW YORK, NY / ACCESSWIRE / March 16, 2023 / National investment loss...

Signature Bank (SBNY) Losses? KlaymanToskes Has Recovery Options

March 16, 2023

U.S. Banking Stocks Under Pressure - Investors May Pursue Arbitration Against the Brokers/Advisors That Sold These Investments NEW YORK, NY / ACCESSWIRE / March 16,...

Attention SVB Shareholders: KlaymanToskes Has Recovery Options

March 14, 2023

U.S. Banking Stocks Under Pressure - Investors May Pursue Arbitration Against the Brokers/Advisors That Managed/Sold These Investments NEW YORK, NY / ACCESSWIRE / March 13,...

KlaymanToskes Announces Broker Antoine Souma BARRED from FINRA

February 23, 2023

Antoine Souma Barred After Failing to Cooperate with FINRA Investigation BEVERLY HILLS, Calif. --(BUSINESS WIRE)--National investment fraud lawyers KlaymanToskes announce that FINRA barred the Beverly Hills...

Falling for a Fraudster: KlaymanToskes Investigates $18M Romance Scam This Valentine’s Day

February 15, 2023

NEW YORK, NY / ACCESSWIRE / February 14, 2023 / Love can be blinding, but what responsibility does your bank or brokerage firm have in protecting...

Broker & Advisor Investigations

Broker Misconduct Investigation: Carmen Morrone (Realta Equities)

February 06, 2026

National investment loss lawyers KlaymanToskes is investigating broker Carmen Morrone (CRD# 1898874) of Realta Equities. According to FINRA BrokerCheck, broker Carmen Morrone is involved in...

Broker Misconduct Investigation: Phillip Jones (Merrill Lynch)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Phillip Wayne Jones of Merrill Lynch (CRD# 2445213). According to FINRA BrokerCheck records, broker Phillip Jones of...

Broker Misconduct Investigation: Frank DiMartini (Altitude Capital Group)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Frank DiMartini (CRD# 4512897) formerly of Altitude Capital Group. According to FINRA BrokerCheck, broker Frank DiMartini is...

Broker Misconduct Investigation: Wally Smith (Emerson Equity)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Wally Smith a/k/a George Wallace Smith (CRD# 4844156)of Emerson Equity. According to FINRA BrokerCheck, broker Wally Smith...

Broker Misconduct Investigation: William Tunink (LPL Financial)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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