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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

ATTENTION FORMER AND CURRENT CUSTOMERS OF TONY BAROUTI OF EMERSON EQUITY: National Investment Fraud Lawyers KlaymanToskes Commences Investigation of Los Angeles-Based Emerson Equity Broker for GWG L Bond Sales in Light of Recent Investor Complaints

April 22, 2022

LOS ANGELES, April 22, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating Emerson Equity broker Tony Barouti for GWG Holdings, Inc. (NASDAQ:...

GWG L Bonds Bankruptcy Alert: National Investment Fraud Lawyers KlaymanToskes Continues Investigation of Full-Service Brokerage Firms that Sold GWG L Bonds as Company Reports Over $1.6BN of Outstanding L Bonds

April 22, 2022

NEW YORK, April 22, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes continues to investigate FINRA arbitration claims on behalf of GWG Holdings’ (NASDAQ:...

GWG L Bonds Investor Alert: National Investment Fraud Lawyers KlaymanToskes Continues to Investigate Full-Service Brokerage Firms that Sold GWG L Bonds as Company Files Chapter 11 Bankruptcy

April 21, 2022

NEW YORK--(BUSINESS WIRE)--National investment fraud lawyers KlaymanToskes is continuing to investigate FINRA arbitration claims on behalf of GWG Holdings’ L bonds investors in light of...

ATTENTION NETFLIX EMPLOYEES AND INVESTORS: National Investment Fraud Lawyers KlaymanToskes Is Investigating Individual Securities Arbitration Claims Against Full-Service Brokerage Firms that Sold or Serviced Customers Large, Concentrated Positions in Netflix

April 21, 2022

NEW YORK, April 21, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is investigating individual securities arbitration claims on behalf of current and former...

Attention GWG Holdings Investors: National Investment Fraud Lawyers KlaymanToskes Continues to Investigate FINRA Arbitration Claims on Behalf of GWG L Bonds Investors Amidst Firm’s Nasdaq Non-Compliance Letter

April 14, 2022

NEW YORK, April 14, 2022 (GLOBE NEWSWIRE) -- National investment fraud lawyers KlaymanToskes is continuing to investigate FINRA arbitration claims on behalf of GWG Holdings’...

Broker & Advisor Investigations

Broker Misconduct Investigation: Alicia Hinojosa (Safra Securities/Merrill Lynch)

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating broker Alicia Hinojosa (CRD# 2964653) formerly of Merrill Lynch. Alicia Hinojosa is currently registered as a broker with...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

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Investigations

Inspired Senior Living of Hamilton DST: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Hamilton DST, a Reg D...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Grapevine DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Grapevine DST, a Reg D...

Inspired Senior Living of Fort Myers DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Fort Myers DST, a Reg...

Inspired Senior Living of Eugene DST: Investor Loss Investigation

July 31, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Eugene DST, a Reg D...

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