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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

GWG L Bondholders: Vote Yes on Chapter 11 Plan & Recover Your Losses Through FINRA Arbitration

May 30, 2023

KlaymanToskes Offers Recovery Options for L Bondholders GWG Holdings Inc. (OTCMKTS:GWGHQ) NEW YORK, NEW YORK, UNITED STATES, May 30, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes encourages...

Merrill Lynch Customer Seeks Up to $500k for “Custom Managed” Strategy

May 30, 2023

KlaymanToskes Represents Merrill Lynch Customer with Investment Losses SEATTLE, WASHINGTON, UNITED STATES, May 30, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages customers of Merrill Lynch who...

Barred Broker Cathie Ann Joughin: KlaymanToskes Seeks Up to $5M Recovery For Elder Abuse Claim

May 30, 2023

Notice to Former Wells Fargo and Ameriprise Customers of Cathie Joughin: Contact KlaymanToskes NEW YORK, NEW YORK, UNITED STATES, May 26, 2023/EINPresswire.com/ -- National investment...

Gilbert Russell Conrad Customers: KlaymanToskes Seeks Up to $5M Recovery for 82-Year-Old Customer of Broker

May 18, 2023

Investment Losses with Gilbert Russell Conrad? KlaymanToskes Offers Recovery Options NEW YORK, NEW YORK, UNITED STATES, May 17, 2023/EINPresswire.com/ -- National investment loss attorneys KlaymanToskes encourages former...

Investment Losses at David Lerner Associates: Contact KlaymanToskes

May 16, 2023

Energy 11 and Energy 12 Investors: KlaymanToskes Has Recovery Options NEW YORK, NY, UNITED STATES, May 15, 2023/EINPresswire.com/ -- National investment loss lawyers KlaymanToskes encourages customers of...

Broker & Advisor Investigations

Broker Misconduct Investigation: Carmen Morrone (Realta Equities)

February 06, 2026

National investment loss lawyers KlaymanToskes is investigating broker Carmen Morrone (CRD# 1898874) of Realta Equities. According to FINRA BrokerCheck, broker Carmen Morrone is involved in...

Broker Misconduct Investigation: Phillip Jones (Merrill Lynch)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Phillip Wayne Jones of Merrill Lynch (CRD# 2445213). According to FINRA BrokerCheck records, broker Phillip Jones of...

Broker Misconduct Investigation: Frank DiMartini (Altitude Capital Group)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Frank DiMartini (CRD# 4512897) formerly of Altitude Capital Group. According to FINRA BrokerCheck, broker Frank DiMartini is...

Broker Misconduct Investigation: Wally Smith (Emerson Equity)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating broker Wally Smith a/k/a George Wallace Smith (CRD# 4844156)of Emerson Equity. According to FINRA BrokerCheck, broker Wally Smith...

Broker Misconduct Investigation: William Tunink (LPL Financial)

February 05, 2026

National investment loss lawyers KlaymanToskes is investigating suspended broker William Tunink formerly of LPL Financial (CRD# 2738224). According to FINRA BrokerCheck, William Tunink, a former...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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