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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

ARK Innovation ETF (ARKK) Investor Losses Investigation: KlaymanToskes Offers Recovery Options

February 01, 2024

KlaymanToskes Has Recovery Options for ARK Innovation ETF (ARKK) Investors NEW YORK, NY / ACCESSWIRE / February 1, 2024 / National investment loss lawyers KlaymanToskes is investigating brokerage...

Important Announcement for GWG L Bond Investors: WDT Trustee Confirms Minimal Recovery for L Bondholders

January 30, 2024

KlaymanToskes Continues Representing GWG L Bond Investors in FINRA Arbitration Claims for Investment Losses Beneficient (NASDAQ:BENF) NEW YORK, NY, US, January 30, 2024 /EINPresswire.com/ --...

Customers of Broker Armando Roman Awarded $1M for Investment Losses at Independent Financial Group

January 23, 2024

KlaymanToskes Pursues FINRA Arbitration Claims for Independent Financial Group Customers Seeking to Recover Investment Losses NEW YORK, NY, USA, January 23, 2024 /EINPresswire.com/ -- National...

Notice to Russ Conrad Customers: KT Law Seeks Up to $12 Million in Recovery on Behalf of Investors

January 18, 2024

KlaymanToskes Continues Representing Customers of Financial Advisor Russ Conrad Who Suffered Investment Losses NEW YORK, NY, USA, January 18, 2024 /EINPresswire.com/ -- National investment loss...

Notice to Newbridge Securities Customers Who Purchased GWG L Bonds: Contact KlaymanToskes Immediately

January 11, 2024

Attention Newbridge Securities Customers: KlaymanToskes Continues to File Claims for GWG L Bond Investors NEW YORK, NY, USA, January 11, 2024 /EINPresswire.com/ -- National investment...

Broker & Advisor Investigations

Broker Misconduct Investigation: TJ Shopa (Lincoln Financial Advisors)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker TJ Shopa a/k/a Thomas John Shopa Jr. (CRD# 4182416) formerly of Lincoln Financial Advisors. Shopa is currently...

Broker Misconduct Investigation: Philip Hoang (Morgan Stanley)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Philip Hoang (CRD# 5134140) of Morgan Stanley. According to FINRA BrokerCheck, broker Philip Hoang of Morgan Stanley...

Broker Misconduct Investigation: Jack Bruscianelli (JBT Wealth Management)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jack Bruscianelli (CRD# 2113986) of JBT Wealth Management and B. Riley Wealth Management. According to FINRA BrokerCheck,...

Broker Misconduct Investigation: Kirk Crossen (Morgan Stanley)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating suspended broker Kirk Crossen (CRD# 2742256) formerly of Morgan Stanley and Raymond James. According to FINRA BrokerCheck, broker...

Broker Misconduct Investigation: Adam Chustz (Stifel Nicolaus)

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating broker Adam Chustz (CRD# 4129813), of Stifel Nicolaus & Company. According to FINRA BrokerCheck, Adam Chustz of Stifel...

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Investigations

Pacific Oak Strategic Opportunity (REIT): Investor Loss Investigation

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Pacific Oak Strategic Opportunity REIT (formerly KBS Strategic...

Vintage DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Vintage DST to their customers. Our law firm...

InCommercial Net Lease DST 4: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in InCommercial Net Lease DST 4 to their customers.In...

Peak Pinewood Trace DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Peak Pinewood Trace DST to their customers. Our...

Starboard Dylan DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Starboard Dylan DST to their customers. Our law...

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