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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO INVESTORS/CUSTOMERS OF MARK J. WILLIAMS AND BRYCE A. HAMILTON WHO PURCHASED GWG L BONDS

April 03, 2024

Please Contact The Law Firm of KlaymanToskes if You Suffered GWG Investment Losses With Mark J. Williams or Bryce A. Hamilton SAN FRANCISCO, CA, USA,...

IMPORTANT NOTICE TO CUSTOMERS OF JIMMY DRIGGERS AND MORGAN STANLEY

April 03, 2024

Please Contact the Law Firm of KlaymanToskes Immediately if You Had an Account with Jimmy Driggers at Morgan Stanley SARASOTA, FL, USA, April 3, 2024...

IMPORTANT NOTICE TO MICROSOFT EMPLOYEES WHOSE FINANCIAL ADVISORS RECOMMENDED A COVERED CALL OPTION STRATEGY: CONTACT KT

March 28, 2024

Did You Lose Your MSFT Stock? Contact KlaymanToskes Immediately Microsoft Corp. (NASDAQ:MSFT) NEW YORK, NY, USA, March 28, 2024 /EINPresswire.com/ -- National investment loss and...

NOTICE TO CUSTOMERS OF DAVID GLIENKE AND WESTERN INTERNATIONAL SECURITIES: PLEASE CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 26, 2024

LOSSES WITH FINANCIAL ADVISOR DAVID GLIENKE AT WESTERN INTERNATIONAL SECURITIES? CONTACT KLAYMANTOSKES WESTLAKE VILLAGE, CA, USA, March 26, 2024 /EINPresswire.com/ -- National investment loss and...

NOTICE TO WESTERN INTERNATIONAL SECURITIES CUSTOMERS IN WESTLAKE VILLAGE, CA: CONTACT THE LAW FIRM OF KLAYMANTOSKES

March 26, 2024

ALL WESTERN INTERNATIONAL CUSTOMERS SHOULD IMMEDIATELY REVIEW THEIR ACCOUNTS FOR LOSSES WESTLAKE VILLAGE, CA, USA, March 26, 2024 /EINPresswire.com/ -- National investment loss and securities...

Broker & Advisor Investigations

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Todd Walker (Centaurus Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Todd Walker (CRD# 2503388) of Centaurus Financial Inc. after the law firm’s filing of a customer complaint...

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Investigations

Drake Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Drake Energy Opportunity Fund, LP to their customers....

Elm River Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Elm River Energy Opportunity Fund, LP to their...

Easterly ROCMuni High Income Municipal Bond Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in the Easterly ROCMuni High Income Municipal Bond Fund...

Digital Ally Inc. (NASDAQ: DGLY): Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating unsuitable recommendations of investments in Digital Ally Inc. (NASDAQ: DGLY) by Aegis Capital and other full-service brokerage firms....

Starwood Real Estate Income Trust (SREIT): Investor Loss Investigation

August 01, 2025

Understanding Your Rights: Potential Recovery Options for Starwood (SREIT) Investors National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended...

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