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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO DAWSON JAMES SECURITIES CUSTOMERS: FINRA HITS FIRM WITH $500K FINE AND SUSPENDS CEO

April 11, 2024

All Dawson James Customers Should Immediately Review Their Accounts For Significant Losses and Contact the Law Firm of KlaymanToskes BOCA RATON, FL, USA, April 11,...

IMPORTANT NOTICE TO JP MORGAN CHASE CUSTOMERS WHO WERE VICTIMS OF FRAUDULENT WIRE TRANSFERS

April 03, 2024

The Law Firm of KlaymanToskes Has Filed a $16 Million Lawsuit Against JP Morgan Chase for Negligence and Failure to Investigate Suspicious Wire Transfers NEW...

IMPORTANT NOTICE TO CUSTOMERS OF TODD LESK AND LPL FINANCIAL WHO SUFFERED SIGNIFICANT INVESTMENT LOSSES

April 03, 2024

Please Contact KlaymanToskes if You Had an Account with Barred Broker Todd Lesk at LPL Financial or Cambridge Investment Research FORT LAUDERDALE, FL, USA, April...

IMPORTANT NOTICE TO CUSTOMERS OF JOHN PALMA AND SPARTAN CAPITAL SECURITIES

April 03, 2024

Please Contact The Law Firm of KlaymanToskes If You Suffered Investment Losses With Financial Advisor John Palma At Spartan Capital Securities LOS ANGELES, CA, USA,...

IMPORTANT NOTICE TO ROBINHOOD CUSTOMERS WHO SUFFERED LOSSES DUE TO OPERATIONAL OUTAGE FAILURES RELATED TO CALL OPTIONS

April 03, 2024

Please Contact the Law Firm of KlaymanToskes if You Suffered Losses in Excess of $100,000 Due to Robinhood’s Operational Outage Failures NEW YORK, NY, USA,...

Broker & Advisor Investigations

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Todd Walker (Centaurus Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Todd Walker (CRD# 2503388) of Centaurus Financial Inc. after the law firm’s filing of a customer complaint...

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Investigations

Drake Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Drake Energy Opportunity Fund, LP to their customers....

Elm River Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Elm River Energy Opportunity Fund, LP to their...

Easterly ROCMuni High Income Municipal Bond Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in the Easterly ROCMuni High Income Municipal Bond Fund...

Digital Ally Inc. (NASDAQ: DGLY): Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating unsuitable recommendations of investments in Digital Ally Inc. (NASDAQ: DGLY) by Aegis Capital and other full-service brokerage firms....

Starwood Real Estate Income Trust (SREIT): Investor Loss Investigation

August 01, 2025

Understanding Your Rights: Potential Recovery Options for Starwood (SREIT) Investors National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended...

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