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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO CUSTOMERS OF CHAD MEHLE AND MORGAN STANLEY WHO SUFFERED SIGNIFICANT INVESTMENT LOSSES

September 05, 2024

If You Suffered Losses With Financial Advisor Chad Mehle Contact the Law Firm of KlaymanToskes Morgan Stanley (NYSE:MS) LOS ANGELES, CA, UNITED STATES, September 5,...

IMPORTANT NOTICE: IF YOUR FINANCIAL ADVISOR RECOMMENDED SUNPOWER INVESTMENTS PLEASE CONTACT KT LAW

August 16, 2024

KlaymanToskes Investigates on Behalf of Investors Who Were Recommended SunPower Investments By Their Broker/Advisor SunPower Corporation (NASDAQ:SPWR) NEW YORK, NY, USA, August 16, 2024 /EINPresswire.com/...

IMPORTANT NOTICE TO CUSTOMERS OF STEPHEN SMITH AND CETERA WHO SUFFERED SIGNIFICANT INVESTMENT LOSSES

August 16, 2024

If You Suffered Losses With Financial Advisor Stephen Smith Contact the Law Firm of KlaymanToskes NEW YORK, NY, USA, August 16, 2024 /EINPresswire.com/ -- National...

IMPORTANT NOTICE TO CUSTOMERS OF JOSEPH BEAM WHO SUFFERED INVESTMENT LOSSES

August 16, 2024

Investment Losses with Joseph Beam/Capital Investment Group? Contact KlaymanToskes Immediately NEW YORK, NY, USA, August 16, 2024 /EINPresswire.com/ -- National investment loss and securities attorneys KlaymanToskes continues...

IMPORTANT NOTICE: IF YOUR FINANCIAL ADVISOR RECOMMENDED B. RILEY INVESTMENTS PLEASE CONTACT KT LAW

August 16, 2024

KlaymanToskes Investigates on Behalf of Investors Who Were Recommended B. Riley Investments By Their Broker/Advisor B. Riley Financial, Inc. (NASDAQ:RILY) NEW YORK, NY, USA, August...

Broker & Advisor Investigations

Broker Misconduct Investigation: Lisa Boisselle (Wealthwise/LPL Financial)

February 16, 2026

National investment loss lawyers KlaymanToskes is investigating broker Lisa Boisselle (CRD# 5726589) formerly of LPL Financial. Broker Lisa Boisselle, formerly registered with LPL Financial, has...

Broker Misconduct Investigation: Thomas B. Underwood III (Cary Street Partners)

February 16, 2026

National investment loss lawyers KlaymanToskes is investigating broker Thomas B. Underwood III (CRD# 6006367) formerly of Cary Street Partners. Underwood is currently registered as an...

Broker Misconduct Investigation: Ronald Cole (Emerson Equity)

February 16, 2026

National investment loss lawyers KlaymanToskes is investigating broker Ronald Cole (CRD# 1434325)of Emerson Equity. According to FINRA BrokerCheck, broker Ronald Cole is involved in a...

Broker Misconduct Investigation: Daniel McClory (Boustead Securities)

February 16, 2026

National investment loss lawyers KlaymanToskes is investigating broker Daniel McClory (CRD# 1390780) of Boustead Securities and Sutter Securities. According to FINRA BrokerCheck, broker Daniel McClory...

Broker Misconduct Investigation: Ejiro Ode Okuma (Edward Jones)

February 16, 2026

National investment loss lawyers KlaymanToskes is investigating barred broker Ejiro Ode Okuma a/k/a EJ Okuma (CRD# 5774832) formerly of Edward Jones andEquitable Advisors. According to...

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Investigations

Broker-Dealer Misconduct Investigation: Joseph Gunnar & Co.

February 06, 2026

National investment loss lawyers KlaymanToskes is is investigating Joseph Gunnar & Company, LLC (CRD# 24795), a FINRA-registered broker-dealer headquartered in Uniondale, New York, for potential...

Inspired Senior Living of Lake Orion DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Lake Orion DST, a Reg...

Inspired Senior Living of Cinnaminson DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Cinnaminson DST, a Reg D...

Inspired Senior Living of Chesterfield DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Chesterfield DST, a Reg D...

Inspired Senior Living of Carson Valley DST: Investor Loss Investigation

February 03, 2026

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Carson Valley DST, a Reg...

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