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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO CUSTOMERS OF TONY BAROUTI/EMERSON EQUITY WHO PURCHASED GWG L BONDS

May 22, 2024

GWG L Bond Losses with Tony Barouti/Emerson Equity? Contact KlaymanToskes Immediately LOS ANGELES, CA, USA, May 22, 2024 /EINPresswire.com/ -- National investment loss and securities...

IMPORTANT NOTICE TO CUSTOMERS OF WILLIAM DUFFY/WD WEALTH STRATEGIES AND EMERSON EQUITY WHO PURCHASED GWG L BONDS

May 22, 2024

GWG L Bond Losses with William Duffy at WD Wealth Strategies/Emerson Equity? Contact KlaymanToskes Immediately LONE TREE, CO, USA, May 22, 2024 /EINPresswire.com/ -- National...

IMPORTANT NOTICE TO FORMER MORGAN STANLEY BROKERS WHO LOST THEIR DEFERRED COMPENSATION

May 20, 2024

All Morgan Stanley Brokers Who Have Losses Over $100,000 Should Immediately Contact the Law Firm of KlaymanToskes NEW YORK, NY, USA, May 20, 2024 /EINPresswire.com/...

IMPORTANT NOTICE TO WESTERN INTERNATIONAL CUSTOMERS WHO PURCHASED GWG L BONDS

May 20, 2024

Did Your Western International Financial Advisor Recommend Investments in GWG L Bonds? Contact KlaymanToskes Immediately LOS ANGELES, CA, USA, May 20, 2024 /EINPresswire.com/ -- National...

IMPORTANT NOTICE TO CUSTOMERS OF ENTEGRA BANK AND BROKER JOSEPH BEAM/CAPITAL INVESTMENT GROUP

May 20, 2024

GWG L Bond Losses with Joseph Beam/Capital Investment Group? Contact KlaymanToskes Immediately CHESNEE, NC, USA, May 20, 2024 /EINPresswire.com/ -- National investment loss and securities...

Broker & Advisor Investigations

Broker Misconduct Investigation: Ali Chehab (Merrill Lynch)

August 07, 2025

National investment loss lawyers KlaymanToskes is investigating broker Ali Chehab (CRD# 7625979) formerly of Merrill Lynch. According to FINRA BrokerCheck, broker Ali Chehab, formerly of...

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

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Investigations

RK AVLI at Crosstown Center DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in RK AVLI at Crosstown Center DST to their...

BV Carriage Homes on the Lake DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in BV Carriage Homes on the Lake DST to...

Ecmoho Ltd. (Aegis Capital): Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating Aegis Capital for their unsuitable sale and recommendation of investments in Ecmoho Ltd. under the symbol MOHOY (MOHO)...

NLCA VA Birmingham Realty DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in NLCA VA Birmingham Realty DST to their customers....

GSA Birmingham Government Lease Investors DST: Investor Loss Investigation

August 08, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in GSA Birmingham Government Lease Investors DST to their...

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