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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO EMERSON EQUITY CUSTOMERS WHO PURCHASED GWG L BOND INVESTMENTS

September 13, 2024

Did Your Emerson Equity Financial Advisor Recommend Investments in GWG L Bonds? Contact KlaymanToskes Immediately NEW YORK, NY, UNITED STATES, September 13, 2024 /EINPresswire.com/ --...

IMPORTANT NOTICE TO CUSTOMERS OF BRIAN STERZ/B. RILEY WEALTH MANAGEMENT WHO SUFFERED LOSSES IN FNMA, FNMAT & FMCC

September 13, 2024

If You Suffered Losses With Financial Advisor Brian Sterz Contact the Law Firm of KlaymanToskes Federal National Mortgage Association (OTCMKTS:FNMA) NEW YORK, NY, UNITED STATES,...

IMPORTANT NOTICE TO WESTERN INTERNATIONAL SECURITIES CUSTOMERS WHO SUFFERED LOSSES IN GWG AND NY REIT

September 05, 2024

Did Your Western International Securities Financial Advisor Recommend Alternative Investments? Contact KlaymanToskes Immediately LOS ANGELES, CA, UNITED STATES, September 5, 2024 /EINPresswire.com/ -- National investment...

IMPORTANT NOTICE TO CUSTOMERS OF CHAD MEHLE AND MORGAN STANLEY WHO SUFFERED SIGNIFICANT INVESTMENT LOSSES

September 05, 2024

If You Suffered Losses With Financial Advisor Chad Mehle Contact the Law Firm of KlaymanToskes Morgan Stanley (NYSE:MS) LOS ANGELES, CA, UNITED STATES, September 5,...

IMPORTANT NOTICE: IF YOUR FINANCIAL ADVISOR RECOMMENDED SUNPOWER INVESTMENTS PLEASE CONTACT KT LAW

August 16, 2024

KlaymanToskes Investigates on Behalf of Investors Who Were Recommended SunPower Investments By Their Broker/Advisor SunPower Corporation (NASDAQ:SPWR) NEW YORK, NY, USA, August 16, 2024 /EINPresswire.com/...

Broker & Advisor Investigations

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Todd Walker (Centaurus Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Todd Walker (CRD# 2503388) of Centaurus Financial Inc. after the law firm’s filing of a customer complaint...

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Investigations

Drake Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Drake Energy Opportunity Fund, LP to their customers....

Elm River Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Elm River Energy Opportunity Fund, LP to their...

Easterly ROCMuni High Income Municipal Bond Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in the Easterly ROCMuni High Income Municipal Bond Fund...

Digital Ally Inc. (NASDAQ: DGLY): Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating unsuitable recommendations of investments in Digital Ally Inc. (NASDAQ: DGLY) by Aegis Capital and other full-service brokerage firms....

Starwood Real Estate Income Trust (SREIT): Investor Loss Investigation

August 01, 2025

Understanding Your Rights: Potential Recovery Options for Starwood (SREIT) Investors National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended...

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