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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO CUSTOMERS OF BRITTANI SCHAEFER AND ARETE WEALTH MANAGEMENT WHO PURCHASED GWG L BOND INVESTMENTS

September 23, 2024

If You Suffered Losses With Financial Advisor Brittani Schaefer Contact the Law Firm of KlaymanToskes NEW YORK, NY, UNITED STATES, September 23, 2024 /EINPresswire.com/ --...

IMPORTANT NOTICE TO CUSTOMERS OF THOMAS HAMLIN AND SOMERSET SECURITIES WHO SUFFERED LOSSES IN ICAP INVESTMENTS

September 23, 2024

iCap Investment Losses with Thomas Hamlin at Somerset Securities? Contact KlaymanToskes Immediately LOS ANGELES, CA, UNITED STATES, September 23, 2024 /EINPresswire.com/ -- National investment loss...

IMPORTANT NOTICE TO CUSTOMERS OF NABIL BOUAB AND AMERICAN PORTFOLIOS FINANCIAL SERVICES

September 23, 2024

If You Suffered Losses With Financial Advisor Nabil “Bilo” Bouab Contact the Law Firm of KlaymanToskes NEW YORK, NY, UNITED STATES, September 23, 2024 /EINPresswire.com/...

IMPORTANT NOTICE TO CUSTOMERS OF FINANCIAL ADVISOR RAYMOND LENT AND THE PUTNEY FINANCIAL GROUP WHO PURCHASED GWG L BONDS

September 23, 2024

If You Suffered Losses With Financial Advisor Raymond Lent Contact the Law Firm of KlaymanToskes September 23, 2024 / Los Angeles, CA / National investment...

IMPORTANT NOTICE TO CUSTOMERS OF LPL FINANCIAL WHO SUFFERED LOSSES IN AMERICAN HEALTHCARE REIT: PLEASE CONTACT KT LAW

September 20, 2024

If Your LPL Financial Advisor Recommended American Healthcare REIT Investments Contact KlaymanToskes American Healthcare REIT Inc. (NYSE:AHR) NEW YORK, NY, UNITED STATES, September 20, 2024...

Broker & Advisor Investigations

Broker Misconduct Investigation: Kim Kunz (WestPark Capital)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Kim Kunz (CRD# 718618) formerly of WestPark Capital, following the law firm’s filing of a customer complaint...

Broker Misconduct Investigation: Ray Gallette

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Todd Walker (Centaurus Financial)

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating broker Todd Walker (CRD# 2503388) of Centaurus Financial Inc. after the law firm’s filing of a customer complaint...

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Investigations

Drake Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Drake Energy Opportunity Fund, LP to their customers....

Elm River Energy Opportunity Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Elm River Energy Opportunity Fund, LP to their...

Easterly ROCMuni High Income Municipal Bond Fund: Investor Loss Investigation

August 05, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in the Easterly ROCMuni High Income Municipal Bond Fund...

Digital Ally Inc. (NASDAQ: DGLY): Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating unsuitable recommendations of investments in Digital Ally Inc. (NASDAQ: DGLY) by Aegis Capital and other full-service brokerage firms....

Starwood Real Estate Income Trust (SREIT): Investor Loss Investigation

August 01, 2025

Understanding Your Rights: Potential Recovery Options for Starwood (SREIT) Investors National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended...

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