LOST MONEY IN GWG L BONDS? CLICK HERE TO LEARN MORE

KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE: IF YOUR FINANCIAL ADVISOR RECOMMENDED CARDLYTICS, INC. INVESTMENTS PLEASE CONTACT KT LAW

February 04, 2025

KlaymanToskes Investigates on Behalf of Investors Who Were Recommended Cardlytics, Inc. Investments By Their Broker/Advisor Cardlytics, Inc. (NASDAQ:CDLX) NEW YORK, NY, UNITED STATES, February 4,...

IMPORTANT NOTICE: IF YOUR FINANCIAL ADVISOR RECOMMENDED NOVO NORDISK A/S INVESTMENTS PLEASE CONTACT KT LAW

February 04, 2025

KlaymanToskes Investigates on Behalf of Investors Who Were Recommended Novo Nordisk A/S Investments By Their Broker/Advisor Novo Nordisk S/A (NYSE:NVO) NEW YORK, NY, UNITED STATES,...

IMPORTANT NOTICE: IF YOUR FINANCIAL ADVISOR RECOMMENDED ESSA PHARMA INVESTMENTS PLEASE CONTACT KT LAW

February 04, 2025

KlaymanToskes Investigates on Behalf of Investors Who Were Recommended ESSA Pharma, Inc. Investments By Their Broker/Advisor ESSA Pharma, Inc. (NASDAQ:EPIX) NEW YORK, NY, UNITED STATES,...

IMPORTANT NOTICE: IF YOUR FINANCIAL ADVISOR RECOMMENDED PACIRA BIOSCIENCES INVESTMENTS PLEASE CONTACT KT LAW

February 04, 2025

KlaymanToskes Investigates on Behalf of Investors Who Were Recommended Pacira Biosciences, Inc. Investments By Their Broker/Advisor Pacira Biosciences, Inc. (NASDAQ:PCRX) NEW YORK, NY, UNITED STATES,...

NOTICE TO ZONA ENERGY INVESTORS/ARETE WEALTH MANAGEMENT CUSTOMERS WHO SUFFERED LOSSES

January 31, 2025

If You Suffered Investment Losses in Zona Energy, Inc., Contact KlaymanToskes Immediately NEW YORK, NY, UNITED STATES, January 31, 2025 /EINPresswire.com/ -- National investment loss...

Broker & Advisor Investigations

Broker Misconduct Investigation: Mike Jarvis (Legacy Financial Advisors)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mike Jarvis a/k/a Michael William Jarvis (CRD# 2160274) of Legacy Financial Advisors and Cetera Wealth Services. According...

Broker Misconduct Investigation: John Lowry (Spartan Capital Securities)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker John Lowry (CRD# 4336146) of Spartan Capital Securities. According to FINRA BrokerCheck, broker John Lowry, CEO of...

Broker Misconduct Investigation: Eric Dupre (Ameriprise Financial Services)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating barred broker Eric Dupre (CRD# 2174456) of Ameriprise Financial Services, after a customer complaint was filed with the...

Broker Misconduct Investigation: Mark Carter (Carter Financial Group)

December 08, 2025

National investment loss lawyers KlaymanToskes is investigating broker Mark Carter (CRD# 6387371) of Carter Financial Group and Pruco Securities/Prudential Financial Planning Services after a customer...

Broker Misconduct Investigation: Steve Franko (Independence Capital Co.)

December 07, 2025

National investment loss lawyers KlaymanToskes is investigating suspended broker Steve Franko a/k/a Stephen Michael Franko (CRD# 2157707) of Independence Capital Co. According to FINRA BrokerCheck,...

View All Broker & Advisor Investigations

Investigations

Atlas Funds (Spartan Capital Securities): Investor Loss Investigation

December 03, 2025

As of December 3, 2025, national investment loss lawyers KlaymanToskes is investigating Spartan Capital Securities and any financial advisors who recommended investments in the Atlas...

Pacific Oak Strategic Opportunity (REIT): Investor Loss Investigation

November 16, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Pacific Oak Strategic Opportunity REIT (formerly KBS Strategic...

Vintage DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Vintage DST to their customers. Our law firm...

InCommercial Net Lease DST 4: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in InCommercial Net Lease DST 4 to their customers.In...

Peak Pinewood Trace DST: Investor Loss Investigation

November 09, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Peak Pinewood Trace DST to their customers. Our...

View All Investigations

Contact Us to Recover Your Investment Losses

Contact Form

This field is for validation purposes and should be left unchanged.
Follow Us

New York, NY

New York, NY
  • 48 Wall Street,
    Suite 1100,
    New York 10005

  • Phone: +1 (212) 269–9956
    (by appointment only)

Palm Beach, FL

Palm Beach, FL
  • 2875 So. Ocean Blvd
    #200-55
    Palm Beach, FL 33480

  • Phone: +1 (561) 997-9956
    (by appointment only)

Beverly Hills, CA

Beverly Hills, CA
  • 8383 Wilshire Blvd
    Suite 800
    Beverly Hills, CA 90211

  • Phone: +1 (310) 299-9775
    (by appointment only)

Irvine, CA

Irvine, CA
  • 2030 Main Street
    Suite 1300
    Irvine, CA 92614

  • Phone: +1 (949) 721–9956
    (by appointment only)

Omaha, NE

Omaha, NE
  • 10855 W Dodge Rd
    Suite 100
    Omaha, NE 68154

  • Phone: +1 (402) 957-1988
    (by appointment only)

San Juan, PR

San Juan, PR
  • American Airlines Building
    1509 Lopez Landron St. -PH
    San Juan, PR 00911

  • Phone: +1 (787) 905–7630
    (by appointment only)