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KlaymanToskes Newsroom

KlaymanToskes provides timely, credible coverage of broker misconduct, securities fraud investigations, and legal developments impacting investors. Our newsroom delivers fast-moving updates on brokerage firms, financial advisors facing regulatory scrutiny, and other investor-related news. If you’ve lost money due to fraud, misrepresentation, or negligence, we can help — our firm has successfully recovered over $600 million in Securities Litigation and FINRA Arbitrations.

Press Releases

IMPORTANT NOTICE TO CUSTOMERS OF KATIE WEI AND CETERA INVESTMENT SERVICES WHO SUFFERED INVESTMENT LOSSES

June 03, 2025

If You Suffered Losses With Financial Advisor Katie Wei a/k/a Lanting Wei at Cetera Investment Services, Please Contact the Law Firm of KlaymanToskes NEW YORK,...

IMPORTANT NOTICE TO CUSTOMERS OF FINANCIAL ADVISOR ROBERT GINSBERG WHO PURCHASED UNSUITABLE INVESTMENTS

June 03, 2025

If You Suffered Losses With Robert Ginsberg at LPL, Woodbury Financial, or Osaic Wealth, Please Contact the Law Firm of KlaymanToskes NEW YORK, NY, UNITED...

IMPORTANT NOTICE TO CUSTOMERS OF JAMES MARIANI/NATIONAL SECURITIES AND AEGIS CAPITAL WHO SUFFERED LOSSES IN NYC REIT

May 22, 2025

If You Suffered Losses With Financial Advisor James Mariani at National Securities or Aegis Capital, Please Contact the Law Firm of KlaymanToskes NEW YORK, NY,...

IMPORTANT NOTICE TO WESTERN INTERNATIONAL SECURITIES CUSTOMERS WHO SUFFERED LOSSES IN GWG L BONDS

May 22, 2025

If You Suffered Losses in GWG L Bonds at Western International Securities, Please Contact the Law Firm of KlaymanToskes IRVINE, CA, UNITED STATES, May 22,...

IMPORTANT NOTICE TO CUSTOMERS OF STEPHEN MAROTTO/J.P. MORGAN SECURITIES WHO SUFFERED LOSSES IN GREENBACKER INVESTMENTS

May 22, 2025

If You Suffered Losses With Financial Advisor Stephen Marotto at J.P. Morgan or First Republic Securities Please Contact the Law Firm of KlaymanToskes IRVINE, CA,...

Broker & Advisor Investigations

Broker Misconduct Investigation: Alicia Hinojosa (Safra Securities/Merrill Lynch)

July 30, 2025

National investment loss lawyers KlaymanToskes is investigating broker Alicia Hinojosa (CRD# 2964653) formerly of Merrill Lynch. Alicia Hinojosa is currently registered as a broker with...

Broker Misconduct Investigation: Lorraine Gallette (Gallette Financial)

July 30, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Lorraine Gallette (CRD# 6192487) of Coastal Equities, Inc., and Gallette Financial as the number of customer...

Broker Misconduct Investigation: Timothy Brown (Emerson Equity/Newbridge Securities)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Timothy Brown (CRD# 1663519) formerly of Emerson Equity and Newbridge Securities, following the law firm’s filing of...

Broker Misconduct Investigation: Roderick Rodriguez (Osaic Institutions)

July 29, 2025

National investment loss lawyers KlaymanToskes is investigating broker Roderick Rodriguez (CRD# 2680445) of Osaic Institutions, following the law firm’s filing of a customer complaint with...

Broker Misconduct Investigation: Ray Gallette

July 29, 2025

National investment loss lawyers KlaymanToskes continues to investigate broker Ray Gallette (CRD#3041923) formerly of Realta Equities (formerly known as Coastal Equities) and Gallette Financial following...

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Investigations

Great Oak Funding Finance VI: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating Great Oak Funding Finance VI on behalf of investors who suffered significant investment losses. Our law firm believes...

Four Springs Capital Trust (REIT): Investor Loss Investigation

August 01, 2025

Four Springs Capital Trust (FSCT) is a real estate investment trust (REIT) specializing in single-tenant, income-producing properties across the United States. KlaymanToskes is investigating financial...

Spring Hills Holdings: Investor Loss Investigation

August 01, 2025

Important alert to Spring Hills Holdings investors: If your financial advisor recommended Spring Hills Holdings, contact the investment loss attorneys at KlaymanToskes today at +1...

National Healthcare Properties (Healthcare Trust): Investor Loss Alert

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in ​​National Healthcare Properties Inc. (NASDAQ: NHPAP and NASDAQ:...

Inspired Senior Living of Winery Lane Development, LLC: Investor Loss Investigation

August 01, 2025

National investment loss lawyers KlaymanToskes is investigating financial advisors and brokerage firms that recommended investments in Inspired Senior Living of Winery Lane Development, LLC, a...

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