April 19, 2024 | Investigation
National securities industry employment arbitration lawyers KlaymanToskes represents securities professionals in a number of employment-related disputes such as wrongful termination, unpaid compensation, commission, and bonuses, discrimination, and Form-U5 disclosure disputes. KlaymanToskes represents financial advisors, investment bankers, research analysts, compliance officers, and other financial professionals who are facing employment issues, offering expert guidance in employment arbitration...
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April 18, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in iCap Northwest Opportunity Fund to their customers. Recently, iCap Equity, LLC and its affiliated companies have filed for bankruptcy, and our firm believes many investors may have been misled regarding the risks and liquidity issues associated with iCap’s...
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March 20, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in MSC Income Fund (f/k/a HMS Income Fund) to their customers, when the investment was sold for a share price of $10. Recently, the fund has lost over 20% of its market value, and our firm believes many investors...
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March 20, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in JER Investors Trust, Inc. REIT to their customers, when the investment was illiquid for a share price of $15. Recently, JER Investors Trust filed for Chapter 11 bankruptcy protection in connection with its loss of over $1 billion...
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March 18, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in JPMorgan Autocallable Contingent Interest Notes to their customers. Our firm believes many investors may have been misled regarding the risks and underlying volatility associated with JPMorgan’s structured note investment offerings, and other recommendations to invest in structured notes....
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March 18, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Hongkong and Shanghai Banking Corporation (“HSBC”) Contingent Income Barrier Notes to their customers. Our firm believes many investors may have been misled regarding the risks and underlying volatility associated with HSBC’s structured note investment offerings, and other recommendations...
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March 18, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Goldman Sachs Autocallable Contingent Coupon Equity-Linked Notes to their customers. Our firm believes many investors may have been misled regarding the risks and underlying volatility associated with Goldman Sachs’ structured note investment offerings, and other recommendations to invest...
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March 18, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Credit Suisse Contingent Coupon Yield Notes to their customers. Our firm believes many investors may have been misled regarding the risks and underlying volatility associated with Credit Suisse’s structured note investment offerings, and other recommendations to invest in...
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March 15, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Citigroup Autocallable Contingent Interest Notes to their customers. Our firm believes many investors may have been misled regarding the risks and underlying volatility associated with Citigroup’s structured note investment offerings, and other recommendations to invest in structured notes....
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March 13, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisorswho unsuitably recommended investments in Bank of America (“BofA”) Contingent Income Auto-Callable Yield Notes and Contingent Interest Notes to their customers. Our firm believes many investors may have been misled regarding the risks and underlying volatility associated with BofA’s structured note investment offerings, and...
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March 13, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Barclays Bank Phoenix Contingent Interest Notes (linked to Least Performing of RTY, KRE, and NDX) to their customers. Our firm believes many investors may have been misled regarding the risks and underlying volatility associated with Barclay’s structured note...
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March 12, 2024 | Investigation
National investment loss lawyers KlaymanToskes is investigating brokerage firms and financial advisors who unsuitably recommended investments in Bank of Montreal (“BMO”) Barrier Notes (linked to Pinterest or Square) to their customers. Our firm believes many investors may have been misled regarding the risks and underlying volatility associated with BMO’s structured note investment offerings, and other...
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February 28, 2024 | Investigation
Alternative Investments are different from typical stocks and bonds, as they are usually private, as opposed to being publicly-traded. Alternatives, including investments in real estate, hedge funds, and private equity can be complicated, difficult to sell, and not as closely monitored by regulators as traditional investments. They also often have high fees and can be...
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August 14, 2023 | Investigation
National investment fraud lawyers KlaymanToskes continues investigating Clovis Oncology, Inc., a now-bankrupt pharmaceutical company, on behalf of Clovis’s shareholders and unsecured noteholders, who are now owed more than $400 million. After filing for Chapter 11 bankruptcy in December 2022 and having its common stock delisted from the NASDAQ, Clovis Oncology reported a net worth of...
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August 11, 2023 | Investigation
National investment fraud lawyers KlaymanToskes continues investigating Horizon Private Equity III, an alleged decade-long, $110 million Ponzi scheme orchestrated by John J. Woods, who recently pleaded guilty to defrauding hundreds of investors. KlaymanToskes recently reported that the firm has filed a $1,000,000 FINRA arbitration claim (no. 23-02037) on behalf of an elderly couple who were...
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