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Our law firm is investigating securities arbitration claims concerning Diversified Lending Group (“DLG”) notes which were sold to investors by their full-service brokerage firms. These include claims for unsuitable investment recommendations, misrepresentation and omission, over-concentration of assets in a single product and failure to conduct adequate due diligence.
Our DLG investigation also involves potential claims of investors who purchased DLG notes from Forrest Nolan Jackson and/or PlanMember Securities Corporation (“PlanMember”). According to a recent FINRA Order Accepting Offer of Settlement, from February 2007 through July 2008, Jackson “participated in the sale of at least $60 million of securities in the form of DLG notes away from his firm.” During this time period, Jackson was registered with PlanMember. Accordingly, we believe PlanMember may be liable for failing to supervise Jackson’s activities while registered at the firm, and that it could be held responsible for compensating customers of Jackson for their losses.
As such, we would greatly appreciate any information from investors of DLG notes, including former customers of Jackson, concerning the advice and representations made to them by their financial advisors and brokers.