National investment loss lawyers KlaymanToskes continues investigating investment advisor Brandon Hanna (CRD# 6758707) after a customer complaint seeking $10,000,000 was filed during his employment with Creative Planning in Overland Park, KS. The Financial Industry Regulatory Authority’s (“FINRA”) records reveal that…
National investment loss lawyers KlaymanToskes is investigating broker Luke Johnson (CRD# 3257008) of Legend Capital Group and Coastal Equities, Inc., who has been permanently barred from acting as a broker by the Financial Industry Regulatory Authority (“FINRA”), following his unsuitable…
National investment loss lawyers KlaymanToskes continues investigating broker Jose Candelario a/k/a Jose Manuel Candelario Padilla (CRD# 4847560) following the firm’s filing of $14 million in FINRA arbitration claims against Nationwide Planning Associates, on the behalf of customers who suffered losses…
National investment loss lawyers KlaymanToskes is investigating broker Chay Lapin (CRD# 2932631), of FNEX Capital following the filing of 7 customer complaints alleging investor damages against the Indianapolis, Indiana-based broker in connection with the unsuitable sale of alternative and illiquid…
National investment fraud lawyers KlaymanToskes is investigating broker Ron Filoramo of Morgan Stanley (CRD# 3270398), who has been charged by the SEC for the fraudulent theft of $761,000 from his Morgan Stanley customers. Filoramo was also permanently barred from acting…
National investment loss lawyers KlaymanToskes is investigating broker Peter Po (CRD# 3106974) of Ni Advisors, who is currently facing seven pending customer complaints which allege over $1.7 million in collective damages due to unsuitable GWG L Bond investment recommendations. According…
