National investment loss lawyers KlaymanToskes is investigating broker Zhi Ying Guan (CRD# 7000349) of Emerson Equity.
According to FINRA BrokerCheck, broker Zhi Ying Guan is involved in several customer complaints alleging up to over $5,000,000 in collective investor damages. The complaints relate to recommendations to invest in real estate securities, and include allegations of breach of contract and warranties, promissory estoppel, violation of consumer protection and deceptive trade practices act, violations of securities statutes, breach of fiduciary duty, and violation of Regulation best interest.
Investors that suffered losses with broker Zhi Ying Guan are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Zhi Ying Guan, of Emerson Equity, is currently facing a pending customer complaint alleging up to $5,000,000 in investor damages. A second complaint alleges between $500,000 and $1,000,00 in investor damages. The customer complaints relate to unsuitable recommendations to invest in real estate securities and allege breach of contract and warranties, promissory estoppel, violation of consumer protection and deceptive trade practices act, violations of securities statutes, breach of fiduciary duty, and violation of Regulation best interest.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Zhi Ying Guan, or have concerns regarding your investment portfolio at Emerson Equity, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.