National investment loss lawyers KlaymanToskes is investigating broker Franklin Lainez (CRD# 7721324) of TD Private Client Wealth.
According to FINRA BrokerCheck, broker Franklin Lainez, of TD Private Client Wealth is currently facing a customer complaint alleging $10,000,000 in damages. The complaint alleges the advisor unlawfully transferred funds for the purchase of property. Lainez is also currently involved in a pending civil complaint initiated by Empire Freight Brokers, Inc.
Investors that suffered losses with broker Franklin Lainez are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
TD Private Client Wealth financial advisor Franklin Lainez is currently involved in a customer complaint alleging $10,000,000 in investor damages. The customer alleges that their financial advisor unlawfully transferred funds for the purchase of property. Lainez also has a second disclosure reported on his FINRA BrokerCheck record. A civil dispute initiated by Empire Freight Brokers, Inc. alleges unlawfully transferred funds.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Franklin Lainez, or have concerns regarding your investment portfolio at TD Private Client Wealth, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.