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Broker Misconduct Investigation: Brandon Jerome Larsen (Thrivent Investment Management)

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Updated on: September 8, 2025

National investment loss lawyers KlaymanToskes is investigating broker Brandon Jerome Larsen (CRD# 6192239) of Thrivent Investment Management.

According to the Financial Industry Regulatory Authority (FINRA), Brandon Larsen was recently sanctioned and suspended in connection with alleged rule violations. A Letter of Acceptance, Waiver, and Consent (No. 2024081055001) describes FINRA’s disciplinary action against Mr. Larsen. Filed in August 2025, it describes allegations that he exercised discretion in the 14 brokerage accounts, effecting 165 trades, without the customers’ written authorization to exercise discretion or his member firm’s acceptance of the accounts as discretionary. FINRA suspended him for one month and ordered him to pay a fine of $5,000.

Investors that suffered losses with broker Brandon Jerome Larsen are encouraged to contact attorney Lawrence L. Klayman, Esq, at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Brandon Jerome Larsen’s Termination from Thrivent

Brandon Larsen was terminated from Thrivent Investment Management on January 8, 2024 after the firm concluded that the registered representative violated Firm policies regarding unauthorized and discretionary trading, conducting electronic communications outside of approved channels, and failure to disclose an outside business activity.

Larsen was registered with Thrivent Investment Management from 10/03/2013 – 01/22/2024. He is currently registered with Equity Services, Inc. in Green Bay, WI.

If you have experienced losses or a similar situation with broker Brandon Jerome Larsen, we urge you to contact KlaymanToskes. Our team is ready to assist you in exploring your potential options for recovery.

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Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

If you suffered losses with broker Brandon Jerome Larsen, or have concerns regarding your investment portfolio at Thrivent Investment Management, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss potential recovery options.