Search results : "laura ward"

SEC Charges J.P. Morgan and Credit Suisse With Misleading Investors in RMBS Offerings

In coordination with the federal-state Residential Mortgage-Backed Securities Working Group, the Securities and Exchange Commission today charged J.P. Morgan Securities LLC and Credit Suisse Securitie... More

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SEC Charges 14 Sales Agents In $415 Million Long Island-Based Ponzi Scheme

On June 12, 2012, the Securities and Exchange Commission charged 14 sales agents who misled investors and illegally sold securities for a Long Island-based investment firm at the center of a $415 mill... More

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Regulators: Fund firm hid losses

The Boston Globe... More

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