Recover John LoPinto Worden Capital Investment Losses

Recover John LoPinto Worden Capital Investment Losses

John LoPinto Worden Capital investment losses? KlaymanToskes investigates ex-broker in light of FINRA suspension for excessively trading in customer accounts National investment fraud lawyers KlaymanToskes is investigating former Worden Capital broker John LoPinto (CRD #4563735) (“John LoPinto Worden Capital Investigation”) in light of a recent FINRA disciplinary action regarding excessive trading. What is a Letter of Acceptance, Waiver and Consent? If FINRA’s Department of Enforcement has reason to believe a violation has occurred and the FINRA member does not dispute the violation, FINRA’s Department of Enforcement may prepare and request that the member: execute a letter accepting a finding of…